What are the responsibilities and job description for the Corporate Compliance Analyst position at Florida Peninsula Insurance Company?
Position Summary:
Working directly under the Director of Corporate Compliance, this position is responsible for contributing to the ongoing development, implementation and maintenance of the Corporate Compliance Program, including but not limited to policy and internal control development and administration, compliance monitoring , reporting, and identifying opportunities for improvement. This position interacts with managers and employees throughout the company and handles confidential information with discretion and operates with independent judgment, self-direction and initiative.
Essential Functions:
- Assist in monitoring and documenting compliance with regulatory requirements through the use of Auditboard, a third party GRC tool.
- Assist in developing internal controls and other compliance assurance methods.
- Perform second level compliance assurance reviews of existing procedures by business units, focusing primarily on recent insurance regulatory requirements.
- Work cooperatively and collaboratively with other compliance professionals across the company to foster a culture of compliance.
- Assist in developing companywide procedures and policies regarding record keeping, privacy and federal law obligations.
Required Education and Experience:
3-10 years’ experience in a compliance or risk related field. Bachelor’s degree is preferred but will substitute experience for education.
Preferred Qualifications:
- CCEP, CRISC, CRCM, CRCMP, GRCP, CIPP or other industry recognized risk and compliance certification.
- Familiarity with AuditBoard or other similar GRC tool.
- A basic understanding of internal controls and risk management.
- A basic understanding of federal and state privacy requirements.
- Experience in quality assurance, monitoring /auditing or privacy assessments.
- Familiarity with Florida property insurance.
- Familiarity working with laws and regulations.
Essential Skills:
- Experience with GRC tools , preferably Auditboard
- Skilled in Microsoft Office products
- Able to read and understand laws and regulations
- Strong attention to detail
- Excellent interpersonal skills
- Organized and analytical thinker
- Possesses sound judgment and high degree of professional ethics and integrity
