What are the responsibilities and job description for the Vice President, Compliance Officer position at Fortress Investment?
Back to job listWelcome!Sign inorRegisterVice President, Compliance OfficerDate published30-Oct-2024VP, Compliance OfficerDallas, TexasAbout Fortress Fortress Investment Group LLC is a leading global investment manager with approximately US$49 billion of assets under management as of September 30, 2024. Founded in 1998, Fortress manages assets on behalf of over 2,000 institutional clients and private investors worldwide across a range of credit and real estate, private equity, permanent capital, and multi-manager investment strategies. Investment performance is our cornerstone - we strive to generate strong risk adjusted returns for our investors over the long term. For additional information on Fortress, please visit .About The PositionFortress seeks an experienced Compliance Officer to join the Fortress Legal and Compliance Department and will report directly to the firm’s Chief Compliance Officer. Fortress is a SEC-registered investment adviser (operating in multiple foreign jurisdictions) with approximately $48 billion in assets under management. The position will be based in NYC or Dallas.The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items : overseeing the maintenance of the firm’s Restricted Trading List (additions and removals)general administration of the Fortress compliance programconducting portions of the Fortress annual compliance review under SEC Rule 206(4)-7conducting additional ad hoc compliance assignments, including periodic compliance testing The successful candidate will have : a bachelor’s degree with strong academic performance7 years of experience in a legal and compliance department at a SEC-registered investment adviser significant experience in the analysis of material, non-public information and Restricted Trading List managementsuperior work ethic, attention to detail, organizational and communications skillsserious desire to learn, grow and develop as a professionala proven ability to multi-task, problem-solve and think criticallya technical proficiency with computer applicationsJD preferred but not requiredFortress Investment Group LLC collectively with its subsidiaries and operating affiliates is an equal opportunity employer and considers all applicants for employment without regard to race, religion, creed, color, sex, age, national origin, citizenship status, disability, genetic information, protected veteran status, marital status, sexual orientation, gender identity, or any other status protected by federal, state or local law.