Compliance Investigator

Job Description

Job Description

We are seeking a Compliance Investigator, responsible for conducting investigations on compliance related matters submitted through compliance hotline or other reporting avenues.

Location : Denver, CO, US

Hybrid schedule : Required to be in-office on Tuesdays and Wednesdays during core hours (8 : 00 AM 5 : 00 PM), with additional in-office days as needed for meetings, training, and events.

Position Overview :

The Compliance Investigator is responsible for conducting comprehensive compliance investigations across various business areas. The role involves gathering and analyzing data, interviewing stakeholders, performing process analysis, and maintaining detailed documentation. This position requires sound judgment, effective decision-making, and the ability to influence stakeholders and manage complex situations. The ideal candidate will prioritize tasks, manage a significant caseload, and collaborate with colleagues across departments to ensure compliance standards are upheld.

Key Responsibilities :

• Conduct thorough compliance investigations across business areas, including interviews, data analysis, process reviews, follow-up, and documentation.
• Analyze factual findings to determine appropriate case disposition and ensure timely follow-up.
• Influence decision-making processes, manage difficult conversations, and recommend or enforce corrective actions when necessary.
• Prioritize and manage a large caseload, ensuring timely resolution of all investigative matters.
• Maintain comprehensive case files and provide clear and concise summaries of investigative findings and conclusions.
• Collaborate regularly with colleagues across departments to facilitate investigations and implement corrective actions where needed.
• Provide regular written and verbal updates to leadership on investigation progress and outcomes.
• Partner with other compliance functions and departments to drive overall compliance initiatives across the organization.
• Assist with additional projects and tasks related to the investigative functions as required.
• Occasional travel may be required (up to 10%).

Minimum Qualifications :

Skills :

Working Conditions :

Benefits