Regulatory Compliance Officer

Job Description

Job Description

Position Close Date : January 19th, 2025 at 4 : 00PM

Salary : DOE

This position is responsible for ensuring compliance throughout the enterprise with all State, Federal, Tribal and Internal regulations through review and knowledge of regulations, assistance with audits, ensuring proper training and providing timely information to enterprise employees.

Essential Duties and Responsibilities :

• Reviews policies, procedures and practices to ensure compliance with State, Federal, Tribal and internal regulations.
• Takes steps necessary to ensure full communication and understanding of regulatory requirements at all enterprise levels.
• Monitors all cash activity within the enterprise to ensure Title 31 (BSA) compliance.
• Maintains up-to-date knowledge of all regulatory changes.
• Monitors regulatory practices by other gaming enterprises in order to determine and implement best practices within this enterprise.
• Maintains updated knowledge of the Bank Secrecy Act's anti money laundering.
• Proposes and documents enterprise policies, procedures and GICs.
• Communicates about and creates cooperation between Internal Audit / Tribal Gaming Office, and all Managers / Executives.
• Performs other special projects and duties as assigned.

Skills / Requirements

Important Notes

As a condition of employment, all new hires must pass the following :

Pre-employment Alcohol / Drug Test. This drug test includes the normal seven-panel test but excludes marijuana for non-safety-sensitive positions.

Background check. Applicants who have felonies, warrants, outstanding tickets, shoplifting or theft convictions will be ineligible for employment.