What are the responsibilities and job description for the Internal Audit-Compliance and Legal, Associate, Salt Lake City position at Goldman Sachs Group, Inc.?

INTERNAL AUDIT

Below, you will find a complete breakdown of everything required of potential candidates, as well as how to apply Good luck.

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.

WHAT WE LOOK FOR

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, exercise professional skepticism, and are able to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and are able to evolve and thrive in teamwork and in a fast-paced global environment.

YOUR IMPACT

As the third line of defense, Internal Audit’s mission is to independently assess the firm’s internal control structure, including the firm’s governance processes and controls, and risk management and capital and anti-financial crime frameworks, raise awareness of control risk, and monitor the implementation of management’s control measures. In doing so, Internal Audit :

Communicates and reports on the effectiveness of the firm’s governance, risk management, and controls that mitigate current and evolving risks.
Raises awareness of control risk.
Assesses the firm’s control culture and conduct risks.
Monitors management’s implementation of control measures.

RESPONSIBILITIES

Develop and maintain an in-depth understanding of business areas, their products, and supporting functions.

Identify risks, assess mitigating controls, and make recommendations on improving the control environment / framework.

Communicate findings to management and relevant stakeholders.

Follow up and validate open audit issues and their resolution.

SKILLS AND RELEVANT EXPERIENCE

Approximately 5 years of experience in public accounting, consulting, audit, and / or regulatory agency examiner roles within the financial services industry or a related control function.

Strong knowledge in anti-money laundering, anti-bribery, and government sanctions laws, rules, and regulations.

Understanding of compliance program components, risk, and control processes.

Able to work under minimal supervision on individual tasks or team projects.

Team-oriented with a strong sense of ownership and accountability, including the ability to take initiative for tasks.

Strong analytical and problem-solving skills, risk-mitigating mindset, and willingness and ability to learn new businesses and system processes quickly to identify high-risk areas for audit assessment.

Highly self-motivated and ambitious with the ability to multi-task and remain organized in a fast-paced environment while managing both time and workload.

Strong communication skills (verbal and written) with the ability to clearly document audit assessments and identified gaps.

4-year degree in finance, accounting, or a quantitative discipline.

Familiarity with Microsoft Excel for data entry, manipulation, and preliminary analysis.

Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus.

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our workplace and beyond by ensuring every individual within our firm has numerous opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness, personal finance offerings, and mindfulness programs. Learn more about our culture, benefits, and people at GS.com / careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more : here.

Goldman Sachs is an equal employment / affirmative action employer Female / Minority / Disability / Veteran / Sexual Orientation / Gender Identity.

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