What are the responsibilities and job description for the Asset & Wealth Management, Regulatory Management - Regulatory Traceability, Vice President - Dallas position at Goldman Sachs?
YOUR IMPACT
Make your application after reading the following skill and qualification requirements for this position.
The Asset & Wealth Management Strategic Transformation Office is a recently established entity tasked with overseeing comprehensive large-scale transformations. Our primary objectives are to enhance scalability, drive revenue growth, improve client experience, and elevate controls to optimize our operating platform. This group comprises of four critical functions, including (1) Product Management & Design, (2) Change Management, (3) Regulatory Management, and (4) Monitoring & Testing.
The AWM Regulatory Management team manages the regulatory strategy and roadmap for the AWM business globally. As the key business partner for regulatory matters, the team is responsible for 1) Regulatory Solutions; assessing the impact of regulations on business activities and 2) Regulatory Controls; ensuring a robust control framework is in place to evidence compliance.
Our team is seeking a professional to support regulatory inventory and traceability activities, which entails executing regulatory objectives across second line teams. The candidate will be responsible for evaluating regulatory requirements related to identifying and assessing potential consumer impact and supporting linkages between regulatory requirements to the firm’s risks and controls.
HOW YOU WILL FULFILL YOUR POTENTIAL
- Support the design and implementation of strategic and sustainable regulatory inventory and traceability process, with alignment to the Risk Management Framework
- Manage regulatory mapping activities to assessment units, processes, risks, controls and policies and oversee consistency across pillars and divisions
- Develop comprehensive action plans to ensure control environment is fit for purpose, with consideration to regulatory obligations
- Engage key stakeholders to make strategic decisions, prioritize implementation plans and manage volumes
- Facilitate reporting and information sharing
- Partner with and direct vendors to deliver against GS expectations, including identifying opportunities for automation and strategic engagements
- Manage requests and exams from outside regulators and internal auditRepresent Regulatory Management in second line led remediation efforts
SKILLS & EXPERIENCE WE’RE LOOKING FOR
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