What are the responsibilities and job description for the VP - Compliance Audit position at Hamlyn Williams?
Hamlyn Williams have partnered with a privately held, FBO with offices located in New York City, that are looking to hire am VP of Compliance Audit.
This role is on a hybrid basis out of New York City, three days per-week. If you are not able to work on site please do not apply.
As a VP Compliance Auditor, you will:
- Lead the Banks Risk-Based Compliance audit plan, covering all regulatory and operational audits, adhering to industry standards, and regulatory frameworks.
- Have a deep understanding of the companies regulatory environment, and any applicable laws, regulations and policies.
- Lead the execution of high-value audits, ensuring key controls and design efficiency are adequately implemented, and identifying and inefficiencies, whilst making recommendations for improvement.
- Prepare and summarize audit reports to senior management, Board level Committees and stakeholders, whilst developing long-lasting, collaborative relationships.
As a VP Compliance Auditor, you will need:
- 7 years’ Audit or Compliance experience within a bank or financial institution.
- A Bachelor’s Degree in Business, Accounting, Finance or similar
- CIA, CPA, CAMS, CRCM or other relevant certification is preferred
- Significant experience undertaking financial crimes, risk and compliance audits, with an expert level understanding of BSA/AML, KYC, Sanctions, etc.
- Strong familiarity with banking and broker dealer regulations; FDIC, NYDFS, CFPB, FRB and FINRA, etc.
- Strong oral and written communication skills
Our client offers generous compensation packages, as well as amazing benefits, PTO and great work-life balance.
Candidate’s must be US Citizen, Green Card holders or Permanent Residents to be considered
Salary : $140,000 - $170,000
