What are the responsibilities and job description for the VP - CHIEF COMPLIANCE OFFICER position at HRI CORPORATE?
Job Description
Job Description
Overview
The Vice President & Chief Compliance Officer serves as head of regulatory compliance for the Company. The Chief Compliance Officer is responsible for the day-to-day administration and oversight of the Company’s Gaming Compliance Plan. The Chief Compliance Officer, in conjunction with the Executive Vice President & Chief Legal Officer, will serve as a liaison between the Compliance Committee and various regulatory authorities.
Responsibilities
Essential duties include, but are not limited to :
- Provides regulatory and compliance analysis and guidance on a global basis to the senior management team of the Company.
- Represent the Company before governmental regulatory bodies, external agencies, and the Company’s Compliance Committee.
- Responsible for designing, implementing and monitoring the processes by which the Company will comply with all applicable laws and regulations.
- Manage and oversee the Company’s Gaming Compliance Plan and present regularly to the Company’s Compliance Committee.
- Develop and manage internal controls, policies, process, procedures, and compliance plan.
- Manage the Company’s anti-money laundering policies, procedures, and products on a global basis.
- Ensure that all government compliance reporting requirements are filed on a timely basis.
- Manage fiscal and staff resources within an established budget.
- Lead fundraising efforts for staff team. Ensure staff compliance with relevant laws, rules and lobby registration / reporting.
- Ensure that all marketing initiatives, affiliate arrangements, marketing communications, and product releases are compliant with applicable gaming laws and regulations.
- Manage the company’s applications and licenses with gaming regulators.
- Manage and oversee the Company’s due diligence and probity processes working in collaboration with various business units.
- Work with the senior management team and legal department to provide guidance with respect to gaming laws and regulations.
Qualifications
Qualifications :
Work Environment :