What are the responsibilities and job description for the Regulatory Specialist position at Infotree Global Solutions?
Title : Middle Office Trade Operations Analyst
Location : Denver, CO
Duration : 22 months with possibility of extension
Responsibilities :
The Middle Office team manages key operational processes across the trade lifecycle including : Trade Capture, Matching, Settlement, Accounting Integration, Pricing and Corporate Action processing. A Middle Office Analyst will primarily be responsible for supporting daily client trade activity across a wide range of asset types including listed equities, fixed income, and derivative instruments. Key responsibilities may consist of :
- Perform time-critical functions daily, which require gathering and verifying information from various sources in a fast-paced and high-volume environment.
- Ensure daily reporting provided to relevant Oversight teams accurately reflects trade data and provides sufficient commentary.
- Work closely with multiple external and internal parties to identify and resolve transaction discrepancies, including unmatched and failed trades, pricing discrepancies, dividend / coupon variation, foreign exchange and derivatives contracts, account overdrafts, and bank wires.
- Perform monthly, quarterly, annual, and ad hoc reporting for internal and external clients. Assist clients with any follow-up questions that may arise.
- Research and resolve a variety of issues that may be complex in nature.
- Ongoing review of existing processes to identify potential improvements to create new efficiencies and increase quality and controls.
- Work on holidays may be required.
Minimum Required Qualifications
