What are the responsibilities and job description for the Senior AML Compliance Auditor position at Insight Global?
About the Role : A large Global Financial Services firm is seeking experienced professionals to join their Anti-Money Laundering (AML) team. The ideal candidates will have a strong background in audit, compliance, and financial crimes prevention. These roles will support compliance and legal-focused work, with a primary emphasis on executing comprehensive audits.
Key Responsibilities :
1. Audit Planning :
o Develop and implement risk-based audit plans
o Identify key risk areas and prioritize audit activities
o Collaborate with stakeholders to define audit scope and objectives
2. Control Design Assessment :
o Evaluate the design of existing AML controls
o Identify gaps in control frameworks
o Recommend improvements to enhance control effectiveness
3. Control Effectiveness Testing :
o Conduct thorough testing of AML controls
o Analyze test results and identify areas of weakness
o Document findings and provide actionable recommendations
4. Compliance and Financial Crimes Expertise :
o Apply in-depth knowledge of AML regulations and best practices
o Stay current with evolving financial crimes trends and typologies
o Provide subject matter expertise to the broader team
5. Reporting and Communication :
o Prepare detailed audit reports and presentations
o Communicate findings and recommendations to various levels of management
o Collaborate with legal and compliance teams to address identified issues
6. Continuous Improvement :
o Contribute to the enhancement of audit methodologies and processes
o Participate in knowledge sharing and team development activities
o Identify opportunities for automation and efficiency gains in audit procedures
We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity / affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment regardless of their race, color, ethnicity, religion, sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military or uniformed service member status, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and / or a reasonable accommodation due to a disability during the application or recruiting process, please send a request to HR@insightglobal. com.
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Certification such as CAMS, CIA, or CFE is highly desirable
Excellent analytical and problem-solving skills
Strong communication skills, both written and verbal
Ability to work independently and as part of a team
Bachelor's degree in Accounting, Finance, Business Administration, or related field
5 years of experience in Internal AML and Compliance Audit at a large Financial Institution
Strong understanding of AML regulations, including BSA / AML and OFAC
Experience in the financial services industry, preferably with a focus on investment banking
Proficiency in audit planning, execution, and reporting
