Trade Compliance Analyst

Title: Trade Compliance Analyst
Location: Newport Beach, CA 92660
Duration: Contract to Hire 
Compensation: $32.00-35.00
Work Requirements: US Citizen, GC Holders or Authorized to Work in the US

SUMMARY
Do you love to learn? Do you enjoy problem solving? Do you like to innovate? Then this is an exciting opportunity for you to work in a fast-paced, dynamic workplace with a diverse group of highly motivated and intelligent professionals. In this role, you will learn about trades, trade strategies, the impact of trades to client portfolios, and the implementation of rules and regulations. The Trade Compliance team is responsible for reviewing fixed-income and equity trades, on a pre and post trade basis, to ensure compliance with applicable restrictions. The Analyst will have broad exposure to the entire Investment Guideline Compliance process. Individuals in this position will have frequent interaction with a variety of groups at all levels of seniority including other teams within Legal & Compliance, Technology, Account Management, Product Strategy and the Trade Floor. 

KEY RESPONSIBILITIES 

• Analyzing transactions and portfolio holdings with respect to regulatory, client, and internal guidelines and calculating various risk parameters
• Researching and addressing inquiries related to investment guidelines from the Trade Floor and other internal/external parties
• Confirming all trades are compliant by the end of each business day
• Preparing various reports on a daily basis to relevant internal groups
• Participating in numerous ad hoc projects tied to optimizing and automating the Trade Compliance process
•  Hold a strong sense of honesty and integrity
• Learn and adapt to new processes, concepts, and skills quickly
•  Exhibit a strong commitment to quality and attention to detail
• Possess excellent communication and interpersonal skills
• Display a desire to take initiative and contribute to the department and the organization

POSITION REQUIREMENTS 

• Minimum of a bachelor's degree (Accounting, Business, Finance or Economics preferred)
• Professional experience in compliance or the investment management industry
• Basic knowledge of the global equity and fixed income markets, including an understanding of financial products such as bonds, equities, and derivatives
•  Intermediate/advanced working knowledge of MS Excel
• Experience monitoring transactions in a compliance system is ideal
• Exposure to querying, particularly with SQL and Business Objects
• Experience with Bloomberg\
• CFA designation or active status in the CFA program is a plus

Our benefits package includes: 

• Comprehensive medical benefits
• Competitive pay
• 401(k) retirement plan
• ...and much more!
  

About INSPYR Solutions
Technology is our focus and quality is our commitment. As a national expert in delivering flexible technology and talent solutions, we strategically align industry and technical expertise with our clients' business objectives and cultural needs. Our solutions are tailored to each client and include a wide variety of professional services, project, and talent solutions. By always striving for excellence and focusing on the human aspect of our business, we work seamlessly with our talent and clients to match the right solutions to the right opportunities. Learn more about us at inspyrsolutions.com.

INSPYR Solutions provides Equal Employment Opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, disability, or genetics. In addition to federal law requirements, INSPYR Solutions complies with applicable state and local laws governing nondiscrimination in employment in every location in which the company has facilities

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