What are the responsibilities and job description for the Senior IT Auditor position at Intercontinental Exchange Holdings, Inc.?
Overview
Job Purpose
Intercontinental Exchange (ICE) is looking for a Senior IT Internal Auditor to be part of our corporate Internal Audit team. This position will be responsible for developing, leading, and performing Sarbanes-Oxley audit and information technology (IT) audits. The Internal Audit team provides independent, objective assurance and consulting services designed to add value and improve ICE’s operations. Internal Audit helps the organization accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
This position must be able to manage and conduct audits of general business and information technology functions in supporting the execution of the annual audit plan.
Responsibilities
Auditing and Business Processes
- Develop a thorough understanding of the Company’s exchanges, clearing operations, fixed income and data services, and mortgage technology operations.
- Assist in the risk assessment process for various functional areas.
- Perform and document control testing to support the Internal Audit Plan and SOX 404 Internal Control Assessment.
- Execute control testing and document results to support the internal audit plan and SOX 404.
- Communicate identified control deficiencies to management effectively.
- Maintain effective relationships with the internal and external contacts.
- Work on special projects as assigned.
Information Technology Control Auditing
- Evaluate the design, operational effectiveness and efficiency of IT control processes and procedures for various operational, financial and compliance processes.
- Provide recommendations to management based on observations and testing.
- Lead, perform and document all phases of IT audits including planning, fieldwork, reporting results and performing subsequent follow-up procedures.
- Coordinate documentation requests for internal and external auditing requests.
- Communicate IT concepts and risks to non-IT auditors and management.
Knowledge and Experience
- Bachelor’s degree or higher required with a commitment to maintaining or obtaining appropriate professional certification (e.g. CIA, CPA, CFE, CISA).
- CPA, CIA, CFE or CISA preferred (All ICE Internal Audit staff are required to obtain and maintain one of the preferred professional designations).
- 2 years of experience in IT audit function or experienced IT professional.
- Understanding of IT control processes including information security, access controls, change management and IT operations among others.
- SOX IT Audit experience.
- Familiarity with regulatory auditing standards such as FFIEC IT examination handbooks is a plus.
- Excellent communication and writing skills.
- Ability to perform multiple projects simultaneously.
- Ability to adapt in a high growth, rapidly evolving industry.
- Travel 10-15 percent; including international travel.
Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.
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