What are the responsibilities and job description for the Associate Financial Advisor position at Interlock Financial?
This is a summary outline of the responsibilities the Associate Financial Advisor initially requires. This description may be modified as necessary.
We are an independent, relationship-focused financial planning firm providing comprehensive wealth management and retirement income planning for a diverse client base.
Role Description
The Associate Financial Advisor will be responsible for individual clients' financial planning, retirement planning, investment management, and financial advisory services. Duties and responsibilities could include:
- Supporting the Senior Financial Advisors with analysis, client service and technical assistance
- Meeting independently with clients to discuss their plan and investments
- Attending client meetings and taking extensive notes with the Senior Financial Advisors
- Analyzing client information and preparing reports and presentations
- Entering information into financial planning software and preparing draft plans
- Analyzing asset allocation and generating rebalancing trades
- Researching products, product pricing and contacting carriers for information
- Researching investment managers and investment services and their pricing
- Interfacing with the broker-dealer or custodian to obtain information, account data and convey service requests
- Setting up and retrieving reports in the portfolio management system
- Assisting in generating performance reports.
Qualifications
- Minimum of 5 years experience in the financial services industry
- FINRA Series 7 and 66
- Bachelor's degree in Finance, Economics, Business, or a related field
- Financial Planning and Retirement Planning skills
- Finance and Investment knowledge
- Experience in providing Financial Advisory services
- Strong analytical and problem-solving skills
- Excellent interpersonal and communication skills
- Ability to work well in a team environment
