SVP, Operations (Hybrid)

SVP, Operations (Hybrid)

We have an immediate need for a direct hire SVP, Operations to join our client, a premier wealth management firm. The SVP, Operations provides strategic leadership and oversight of the firm s day-to-day investment operations. This role is responsible for ensuring seamless trade processing, regulatory compliance, and effective collaboration across functional teams.

Location: Los Angeles, CA (Hybrid)

This job expects to pay about $150,000 225,000 annually plus benefits.

What You Will Do:

• Evaluate and implement technology solutions to enhance automation, reduce errors, and improve overall operational efficiency.
• Collaborate with IT and external vendors to optimize systems integration and data management processes.
• Develop and maintain robust operational controls, policies, and procedures that reduce operational and reputational risk.
• Identify and implement process improvements to streamline workflows and enhance efficiency.
• Oversee the end-to-end trade lifecycle, including order execution, settlement, and reconciliation.
• Ensure timely and accurate processing of all investment transactions, mitigating operational risk and maintaining data integrity.
• Manage and mentor a team of operations professionals, setting performance goals and providing feedback.
• Recruit, onboard, and develop team members to build a high-performing, collaborative environment.
• Monitor compliance with relevant industry regulations, internal policies, and best practices.
• Prepare and submit regulatory filings, liaising with compliance teams and external auditors as needed.

What Gets You The Job:

• Bachelor s degree in Finance, Accounting, Economics, or related field (Master s degree or MBA preferred).
• 8 years of experience in investment operations, trade settlements, or a similar role within the financial services industry.
• Demonstrated track record of leadership, including management of teams and complex projects.
• Strong understanding of investment products (equities, fixed income, derivatives, etc.) and the trade lifecycle.
• Familiarity with portfolio management systems, custodial platforms, and operational workflows.
• Proficiency in MS Office suite; experience with data management, reporting tools, and portfolio accounting systems is a plus.
• Thorough understanding of relevant financial regulations (e.g., SEC, FINRA) and compliance requirements.
• Excellent communication and interpersonal skills for cross-departmental collaboration.
• Strong analytical, organizational, and problem-solving abilities.

Irvine Technology Corporation (ITC) is a leading provider of technology and staffing solutions for IT, Security, Engineering, and Interactive Design disciplines servicing startups to enterprise clients, nationally. We pride ourselves in the ability to introduce you to our intimate network of business and technology leaders bringing you opportunity coupled with personal growth, and professional development! Join us. Let us catapult your career!

Irvine Technology Corporation provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion, sex, national origin, age, disability or genetics. In addition to federal law requirements, Irvine Technology Corporation complies with applicable state and local laws governing non-discrimination in employment in every location in which the company has facilities.