What are the responsibilities and job description for the Internal Controls Officer position at JCW Group?
About the Role:
This role is ideal for a motivated and detail-oriented individual who is passionate about regulatory compliance. As a Compliance Officer, you will have the opportunity to work with a talented team and contribute to the success of our organization.
Responsibilities:
- Assist in the preparation of regulatory filings and review marketing materials
- Conduct compliance testing and electronic communications reviews
- Support senior consultants with client engagements
Qualifications:
- 4-7 years of regulatory and compliance experience
- Strong analytical and problem-solving skills
- Ability to work effectively in a team environment
