What are the responsibilities and job description for the Trade Surveillance Officer position at JCW?
Fantastic opportunity to join the Compliance department of a leading global alternative investment firm. This is a hybrid position requiring 4 days in office (midtown Manhattan) per week.
Key Responsibilities
- Role will focus on monitoring trades, the supervision of the order management system and regulatory restrictions and filings
- Role will include monitoring position limits, allocations, market surveillance, investor mandated guidelines, and cross trades. Will provide the desk with support and guidance on trade issues that arise
- Ability to liaise between trading desk, operations, and technology.
Qualifications
- 5 years of relevant Compliance experience
- Trade Surveillance experience is required
- Seeking someone with a broad understanding of financial products, ideally including structured credit, corporate credit, and distressed credit products, as well as Compliance issues associated with these products
- Accustomed to working with Investment Professionals in a fast-paced environment
Salary : $160,000 - $190,000
