Demo

SVP, Regulatory Operations

Jefferies Financial Group
Jersey, NJ Full Time
POSTED ON 1/16/2025
AVAILABLE BEFORE 4/11/2025

The Head of US Swap Data Reporting is responsible for ensuring compliance with CFTC and SEC swap data reporting regulations.  A successful candidate will demonstrate exceptional attentional to detail, possess a positive can-do attitude, operate with the highest levels of integrity and competence, excel at driving and influencing change and foster collaborative relationships across business and partner teams.Primary Responsibilities : Oversee swap and security swap data reporting associated with transactions facing Jefferies Financial Services, Inc. in line with CFTC and SEC requirementsDirect day-to-day management of trade reporting exceptions and reconciliationsPartner with non-US Regulatory Operations on cross-border mattersWork with Technology, Middle Office, etc., to design and implement workflows and systems for new legislative or regulatory impact and new business integration, and engage internal and external advisors for interpretive guidanceManage vendor relationships and participate in industry forums to drive synergies, best practices and efficienciesManage all US swap data reporting-related audit matters Qualifications : 10 years of experience in regulatory reporting operations at a multi-national financial institutionSkilled in MS Excel with experience in MS Access and SQL Demonstrated success to translate regulatory guidance into design solutions for risk mitigation and to fulfill compliance mandates Strong analytical skills and attention to detail when working with high volumes of dataExperience with DTCC ReportHub a plusThe salary range for this role is $175,000 - $225,000.Jefferies Financial Group Inc. (‘‘Jefferies,’’ ‘‘we,’’ ‘‘us’’ or ‘‘our’’) is a U.S.-headquartered global full service, integrated investment banking and securities firm. Our largest subsidiary, Jefferies LLC, a U.S. broker-dealer, was founded in the U.S. in 1962 and our first international operating subsidiary, Jefferies International Limited, a U.K. broker-dealer, was established in the U.K. in 1986. Our strategy focuses on continuing to build out our investment banking effort, enhancing our capital markets businesses and further developing our Leucadia Asset Management alternative asset management platform. We offer deep sector expertise across a full range of products and services in investment banking, equities, fixed income, asset and wealth management in the Americas, Europe and the Middle East and Asia.  At Jefferies, we believe that diversity fosters creativity, innovation and thought leadership through the infusion of new ideas and perspectives. We have made a commitment to building a culture that provides opportunities for all employees regardless of our differences and supports a workforce that is reflective of the communities where we work and live. As a result, we are able to pool our collective insights and intelligence to provide fresh and innovative thinking for our clients.Jefferies is committed to creating and sustaining a diverse workforce and encourages applicants from all backgrounds to apply. This includes applicants from historically underrepresented groups, including women, racial and ethnic minorities, members of the LGBTQ community, military veterans, and individuals with disabilities or who are neurodiverse. Jefferies is an equal employment opportunity employer, and takes affirmative action to ensure that all qualified applicants will receive consideration for employment without regard to race, creed, color, national origin, ancestry, religion, gender, pregnancy, age, physical or mental disability, marital status, sexual orientation, gender identity or expression, veteran or military status, genetic information, reproductive health decisions, or any other factor protected by applicable law. We are committed to hiring the most qualified applicants and complying with all federal, state, and local equal employment opportunity laws. As part of this commitment, Jefferies will extend reasonable accommodations to individuals with disabilities, as required by applicable law.  Full timePosting Date : 2024-12-09

Salary : $175,000 - $225,000

If your compensation planning software is too rigid to deploy winning incentive strategies, it’s time to find an adaptable solution. Compensation Planning
Enhance your organization's compensation strategy with salary data sets that HR and team managers can use to pay your staff right. Surveys & Data Sets

What is the career path for a SVP, Regulatory Operations?

Sign up to receive alerts about other jobs on the SVP, Regulatory Operations career path by checking the boxes next to the positions that interest you.
Income Estimation: 
$140,918 - $196,956
Income Estimation: 
$188,947 - $264,846
Income Estimation: 
$176,359 - $246,541
Income Estimation: 
$158,728 - $233,218
Income Estimation: 
$74,720 - $97,633
Income Estimation: 
$93,927 - $120,510
Income Estimation: 
$176,359 - $246,541
Income Estimation: 
$242,066 - $328,520
Income Estimation: 
$212,419 - $307,933
Income Estimation: 
$190,069 - $273,730
View Core, Job Family, and Industry Job Skills and Competency Data for more than 15,000 Job Titles Skills Library

Not the job you're looking for? Here are some other SVP, Regulatory Operations jobs in the Jersey, NJ area that may be a better fit.

SVP, Regulatory Operations

Jefferies, Jersey, NJ

Senior Appellate Counsel, Enforcement

Financial Industry Regulatory Authority, Jersey, NJ

AI Assistant is available now!

Feel free to start your new journey!