What are the responsibilities and job description for the Corporate Securities & Regulatory Compliance Attorney position at Jobot?
Want to learn more about this role and Jobot? Click our Jobot logo and follow our LinkedIn page!
Job details
Seeking experienced attorneys with a portable book and extensive experience in securities and corporate contract law. Work remote from anywhere!
This Jobot Job is hosted by Karyn Spies
Are you a fit? Easy Apply now by clicking the "Easy Apply" button and sending us your resume.
Salary $200,000 - $300,000 per year
A Bit About Us
Corporate, regulatory and securities law firm which delivers premier legal services to financial institutions throughout the United States, including broker-dealers, investment advisers, investment companies, hedge funds, and private equity firms. This firm already has a robust client base and they are looking for someone who can build on their success and expand their mission with new clients.
Do you have an entrepreneurial spirit, interest in leading your own practice area, and a book of business to bring with you? Let's talk!
Why join us?
The Senior Attorney will be responsible for building on the firm's success and expand their reach to new clients, including investment advisers, broker-dealers, private fund advisers, investment companies, corporations and individuals. In this role, you will be instrumental in advising on business M&A transitions, contract negotiations, financial industry regulatory compliance, regulatory exams and providing general corporate strategic advisement.
Required
Want to learn more about this role and Jobot?
Click our Jobot logo and follow our LinkedIn page!
Job details
Seeking experienced attorneys with a portable book and extensive experience in securities and corporate contract law. Work remote from anywhere!
This Jobot Job is hosted by Karyn Spies
Are you a fit? Easy Apply now by clicking the "Easy Apply" button and sending us your resume.
Salary $200,000 - $300,000 per year
A Bit About Us
Corporate, regulatory and securities law firm which delivers premier legal services to financial institutions throughout the United States, including broker-dealers, investment advisers, investment companies, hedge funds, and private equity firms. This firm already has a robust client base and they are looking for someone who can build on their success and expand their mission with new clients.
Do you have an entrepreneurial spirit, interest in leading your own practice area, and a book of business to bring with you? Let's talk!
Why join us?
- Competitive compensation
- Origination fees
- Profit sharing
- Remote work
- Full benefits including 401k
The Senior Attorney will be responsible for building on the firm's success and expand their reach to new clients, including investment advisers, broker-dealers, private fund advisers, investment companies, corporations and individuals. In this role, you will be instrumental in advising on business M&A transitions, contract negotiations, financial industry regulatory compliance, regulatory exams and providing general corporate strategic advisement.
Required
- 6 years of experience in securities and corporate transactional law
- Active admission to at least one state bar
- Transferable book of at least $400,000
- Strong contract law experience, as well as corporate law, regulatory compliance, and mergers and acquisitions
- Knowledge of the Investment Advisers Act of 1940, FINRA Rules, and the Investment Company Act of 1940
- Experience in SEC and FINRA regulatory matters
- Hedge fund, real estate fund and private equity fund formation experience
- Real estate, intellectual property and employment labor law experience
Want to learn more about this role and Jobot?
Click our Jobot logo and follow our LinkedIn page!
Salary : $200,000 - $300,000
