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Compliance Risk Management Senior Officer - Associate

JPMorgan Chase
New York, NY Full Time
POSTED ON 12/7/2024 CLOSED ON 2/7/2025

What are the responsibilities and job description for the Compliance Risk Management Senior Officer - Associate position at JPMorgan Chase?

Bring your expertise to JPMorgan Chase.  As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities.  Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

As a Compliance, Conduct and Operational Risk (CCOR) Associate within the global/regional Compliance teams largely dedicated to supporting its “Highbridge” branded hedge fund business, you will establish effective partnerships with Line of Business (LOB) and other Control functions, including Internal Audit and Operational Risk. Your role will require a solid understanding and experience in Compliance, as well as a familiarity with regulatory and/or audit best practices.

Job Responsibilities

  • Identify potential concerns and control issues, determine the root cause of issues and ensure stakeholders develop and implement appropriate corrective actions
  • Execute on key strategic Compliance initiatives within the context of the firm’s global compliance mandate
  • Work collaboratively with 2 team members across LOBs and staff areas and participate actively in working groups

Required qualifications, capabilities, and skills

  • Demonstrated ability to identify key issues and obtain appropriate information for further analysis
  • Must be highly analytical with experience in collecting, analyzing, and synthesizing information on various subjects
  • Must possess excellent written and oral communications skills
  • Teamwork skills; you must be flexible in work style and be able to work appropriately with stakeholders and colleagues at all levels
  • Strong PC Skills including Microsoft Excel, SharePoint, Word, PowerPoint and other reporting tools
  • Ability to establish credibility and strong partnerships with senior business leaders, control functions, and corporate partners globally
  • Ability to manage numerous reviews and confidential and sensitive information in a professional manner in a fast-paced, deadline-driven environment
  • Interested in working in a fast paced hedge fund environment
  • Will consider motivated and able recent college graduates

Preferred qualifications, capabilities, and skills

  • Bachelor's degree preferred
  • Finance, Business, Audit, Regulatory and/or Testing experience a plus
  • Relevant Compliance or other related experience preferred; such as SEC registered investment adviser, Risk management  Audit, or similar Control-related experience
  • Programming experience such as Python is preferred
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