What are the responsibilities and job description for the Compliance - Surveillance Lead (Futures Trade Surveillance) - Vice President position at JPMorgan Chase?
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and striving to be best-in-class.
As a Compliance Surveillance Lead (Futures Trade Surveillance) Vice President within the North America and Latin America Futures Trade Surveillance team, you will be a key player in providing surveillance coverage for futures and options on futures trade activity. Your role will involve reviewing surveillance alerts and escalating any activity that may appear to be potential market manipulation or other impermissible trading behavior. You will work closely with Line of Business management and LOB Compliance stakeholders, as well as global/regional Surveillance teams, to promote our global program and its responsibilities. This role requires a strong attention to detail, excellent analytical skills, and the ability to handle multiple tasks in a fast-paced environment.
Job Responsibilities
- Review surveillance output and analyze trading and market activity, with a focus on firmwide trading in futures products to identify potential market manipulation or other impermissible trading behavior
- Work with Line of Business management and LOB Compliance stakeholders to review and resolve activity that requires further review
- Partner effectively with global/regional Surveillance teams in promoting our global program and its responsibilities
- Conduct reviews and analysis to support regulatory exams and inquiries and other requests, and as needed, work with the Legal department on responses
- Work with global Surveillance and Technology stakeholders on new and enhanced surveillances including defining requirements, conducting analysis and UAT testing, and implementing related processes and procedures
Required qualifications, capabilities, and skills
- Bachelor's Degree
- 3 years of Trade Surveillance or other compliance, regulatory, or related financial industry experience
- Relevant knowledge of futures products
- Knowledge of industry rules and regulations and market structure
- Strong written communication, verbal communication, and presentation skills
- Excellent analytical skills and strong attention to detail
- Demonstrated ability to handle multiple tasks in a fast-paced environment
- Ability to effectively partner with key stakeholders and technology partners
- Experience with surveillance tools and related applications such as Actimize, SMARTS, Bloomberg, etc., as well as with Excel, PowerPoint, and SharePoint
