What are the responsibilities and job description for the Compliance Officer position at JW Michaels & Co.?
Compliance Officer, Quant Trading
NYC based global alternative investment firm is looking to hire a mid/senior level compliance officer with specific algorithmic/systematic trading experience!
- Assist in the management of the Firm’s global Quantitative Trading Compliance program, including ownership of the initial vetting and ongoing review processes of portfolio management teams against the Firm’s Algorithmic Trading Policy
- Monitor regulatory changes, updates and industry-wide compliance initiatives, and conduct ongoing analyses to enhance Firm’s global Quantitative Trading Compliance program
- 7 years of experience
- Experience at a regulatory authority, bank/broker or buy-side firm
- Experience with addressing algorithmic/systematic trading matters is preferred, with an understanding of model-based trading and investment/execution algorithms
- Bachelor’s degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred
