What are the responsibilities and job description for the SOX Control and Compliance Controller position at K&K Global Talent Solutions Inc.?
Job Description:
IT control testing : Deep knowledge of IT general controls (ITGCs), ITapplication controls (ITACs), SOX IT controls, IT risk and compliance frameworks (COBIT, NIST, ISO 27001), and financial services industry regulations.
Experience: 10 years of experience in IT control testing, IT risk management, IT audit, or compliance within the financial services sector.
Leadership Skills: Experience managing offshore teams and ensuring quality assurance in control testing.
Technical Expertise: Deep knowledge of IT general controls (ITGCs), IT application controls (ITACs), SOX IT controls, IT risk and compliance frameworks (COBIT, NIST, ISO 27001), and financial services industry regulations. Analytical & Problem-Solving: Strong ability to assess IT control effectiveness, identify control gaps, and recommend remediation.
Communication & Reporting: Excellent verbal and written communication skills, with the ability to present findings to senior leadership and stakeholders.
Technology & Tools: Proficiency in GRC (Governance, Risk, and Compliance) tools, audit software, data analytics tools, and Microsoft Office Suite (Excel, Word, PowerPoint).
Key Responsibilities
Leadership & Oversight: Manage and direct an offshore team performing IT control testing, ensuring adherence to internal and regulatory requirements.
Work Paper Management: Oversee the preparation, review, and approvalof IT control testing work papers, ensuring accuracy, completeness, and quality.
IT Control Testing Execution: Evaluate and test a wide range of IT controls, including: SOX IT Controls (IT general controls, IT application controls, logical access, change management, IT operations).Operational IT Controls (system configurations, cyber security controls, system availability).
Competencies: SOX Control and Compliance
Experience (Years): 10 & Above
