Job Description
Job Description
Position Description :
Seeking full-time Financial Planning Analyst / Paraplanner to step into instrumental role in fast-paced, high volume investment
advisory and financial planning practice. The ideal candidate will be detailed-oriented, motivated and exemplifies excellent
analytical skills with the ability to interpret complex financial data. This is a support non-sales role, working for an independent
advisor franchisee with a financial advisory practice of Ameriprise Financial. The position will assist financial advisors in
delivering exceptional service to clients by preparing comprehensive financial plans, conducting research all while ensuring
compliance and industry regulations. This position is essential to the support and growth of our practice and client
relationships.
Position Functions :
- Responsible for the construction of any insurance proposals for life, disability, or long-term care that is discovered
from the financial planning process.
Collaborate with advisors and staff to develop client’s financial plan to include goals, strategies, and data ensuringalignment with goals and objectives.
Conduct thorough financial analysis with detailed reports summarizing findings and recommendations for clients.Utilize CRM to follow work requests, track new business, and follow up on client requests and communications.Maintain accurate records of client interactions, documentation of notes and changes to ensure compliance andregulatory standards are met.
Assist in managing client portfolios by monitoring investments and providing insights on market trends.Understand and process money movement request from clients and advisors.Stay up to date on industry development, financial concepts and best practices.As needed, assisting with any over-flow of general office duties and client request.Requirements :
Bachelor’s degree in finance and / or 3-5 years of similar investment related experience is preferred.Strong candidates will already have or have had federal and state licenses and registrations for securities, includingSeries 7, Series 66, and State life, accident and health insurance licenses.
Preferred experience with Salesforce / CRM, Thomson-Reuters, Morningstar Workstation, Outlook, Navi plan andother trading platform programs / tools.
Experience in financial services industry is ideal with strong understanding of financial concepts, including but notlimited to investment management, estate planning and asset management, and tax strategies.
Key Traits :
Strong organizational and ability to multi-taskAbility to work collaboratively and effective communication skills.Direct attention to detail and accuracyEffective and efficient time managementMaintain confidentiality with strong ethical standard and professionalism.Diligent follow up on to do items, open issues, and checklists.Pay / Benefits :
Competitive pay with potential for bonusMedical Benefits (Health and Dental)Holiday, Sick and Vacation PayIRA Retirement PlanFull-time Position in the office
