Director of Compliance

Green Meadows Partners, a locally owned recruiting firm, is assisting our client in the banking industry with their search for a Director of Compliance!

The Director of Compliance manages the daily implementation of the Bank’s consumer regulatory compliance program and the Bank’s student loan program. Assist in the research, development, implementation, maintenance, and communication of compliance projects, policies, procedures, training, and other aspects of the Bank’s compliance program.

Essential Functions

Responsible for development and implementation of strategic direction for the Bank’s compliance program

Research and develop appropriate policies and procedures for assigned projects and topics

Oversee internal controls and auditing systems to ensure compliance in all areas of the Bank

Assist Chief Compliance Officer with internal, audit, and regulatory requests

Assist with the research and review of internal requests for compliance guidance

Maintain a risk based, pro-active compliance management system (CMS)

Analyze new regulations to assist in the implementation of appropriate changes to the compliance strategy and process

Develop technical skills of team members

Skills, Knowledge And Training

Knowledge of compliance related laws and regulations for lending and deposits

Knowledge of BSA/AML/OFAC related laws and regulations

Specific knowledge of TRID and other laws and regulations related to consumer residential real estate lending

Ability to research and interpret regulatory requirements

Verbal and written communication skills

Ability to prioritize and multi-task

Ability to work independently

Ability to write process and procedures to implement policy

Strong communication skills

Working Conditions

Sitting for long periods of time

Periodic travel

Requirements

Senior level regulatory compliance experience

Experience in loan compliance at a bank, credit union, or mortgage company is required.

Specialized training and/or certification in financial institution consumer regulatory compliance is preferred.

Five Or More Years Of Supervisory Experience Is Preferred.

Maintain up-to-date knowledge of and adhere to all state and federal regulations that pertain to this position including but not limited to Bank Secrecy Act, Consumer Privacy and Fair Lending.

Working knowledge of state and federal regulations including but not limited to Bank Secrecy Act, Consumer Privacy and Fair Lending along with industry best practices that pertain to this position.