What are the responsibilities and job description for the Compliance Manager position at Larson Maddox?
A leading financial services firm specialized in debt relief / resolution is looking to bring on an experienced Compliance Manager to their team. This is a key hire for the company therefore will be involved in all aspects of the compliance program, working directly with the Chief Operating Officer. This role is located in Irvine, CA however fully remote with travel will be considered as well.
Key Responsibilities :
- Research and ensure compliance with laws and regulations (e.g., TSR, TCPA, FDCPA, UDAAP, CFPB)
- Monitor regulatory changes and assess risks
- Develop and implement compliance policies and procedures
- Conduct routine audits and present reports to management
- Train department managers on regulatory requirements
Preferred Competencies :
