What are the responsibilities and job description for the Director of Operations position at Leah Yosef International?
Director of Operations / Chief Compliance Officer
1B AUM Independent RIA
Naples, Florida
Overview
Well-established, fee-based Independent Wealth Management Firm with 1B AUM in AUM seeks a Director of Operations/ Chief Compliance Officer to join the leadership team in Naples. Relocation package available.
Streamlined track to the COO role
Clear path to equity ownership
Highlights
- The role is open due to the retirement of the retiring COO/CCO
- Oversee daily operations, optimize efficiencies and scalability, and implement the strategic vision for a fee based RIA with 40 employees and two offices
- Ensure the firm remains in full compliance with all regulations and standards, in addition to maintaining risk management and internal controls; perform audits, reviews and regulatory reporting
- Lead initiative to create consistency across the client experience through the creation of a collaborative and efficient, team based system
- Manage HR including recruitment, onboarding, company culture, performance management, training, reporting and compensation/benefits.
- Competitive base compensation in the 150-200k range, plus bonuses. Excellent benefits package inclusive of health insurance and 401k.
- Clear track to equity ownership
Requirements:
- RIA Compliance background and strong management experience
