What are the responsibilities and job description for the AML COMPLIANCE OFFICER BROKER DEALER position at Leeds Professional Resources?
Exciting opportunity to join a strong broker dealer here in Miami. This role will oversee AML / KYC compliance and have strong opportunities for career growth. Hybrid work schedule.
Responsibilities :
- Senior specialist with AML / ATF / Sanctions / ABAC expertise, works independently and is accountable for managing a specialized AML / ATF / Sanctions / ABAC function or area
- Provides comprehensive coverage for a significant business or functional area across all legal entities and jurisdictions
- Provides AML / ATF / Sanctions / ABAC advice to a business as AML representative on a complex project or change initiative
- Provides advanced analysis and / or specialized reporting to support business partners, functional areas, or centers of expertise
- Provides guidance and support to analysts on matters related to portfolio and specialty
- Expert knowledge of the business and operational functions supported
- Typically a subject matter expert for a key functional AML / ATF / Sanctions / ABAC area and business requirements
- Contact for business management, external / internal auditors, dealing with non-routine information
- Manages / assists with regulatory reviews including inquiries, audits, and exams
- Deep knowledge and understanding of businesses / technology, and organizational practices / disciplines
- Identifies and leads problem resolution for project / program complex requirements related issues at all levels
Requirements :
