What are the responsibilities and job description for the SOX Internal Audit Supervisor, (Financial Services), 115K-120K+Bonus position at LHH?
LHH is working with a Financial Services company in the Plano area that is adding a new SOX Internal Audit Supervisor to their team. This company has an excellent company culture, PTO program, and benefits, as well as a strong history of promoting from within. They are bringing their SOX function in-house, and there are a lot of opportunities for growth. The ideal candidate will have public accounting experience, along with Financial Services clients that are publicly-traded or Must come out of a Financial Services Company.
This position is only in the office 2 days per week on a regular basis and pays 115K-120K Bonus.
Job Responsibilities:
- Collaborate with Business Process Owners/Control Owners to document significant in-scope processes, including process narratives and flow diagrams.
- Conduct walkthroughs of significant processes to ensure accurate COSO documentation reflecting relevant risks and key controls.
- Assist in scoping SOX activities, identifying risks and controls, and developing test plans.
- Review effectiveness testing for key controls and business processes.
- Aid process owners in remediating key control deficiencies and assess root causes to enhance internal controls.
- Supervise a team of control testers (both internal and outsourced) to ensure high-quality documentation and testing standards.
- Independently document, evaluate, and communicate findings and conclusions in accordance with workpaper standards.
- Support the preparation of management reports on program status.
- Assist in conducting organization-wide training for stakeholders to ensure compliance with SOX policies, procedures, and regulatory standards.
- Drive continuous improvement of the internal control environment as a change agent.
- Contribute to reviewing and enhancing SOX Program methodology and practices, including maintaining policies and procedures.
Job Requirements:
- Bachelor’s Degree in Accounting, Finance, or related field from an accredited university.
- Minimum 5 years of experience in public accounting or as a lead SOX program auditor in a large company environment.
- CPA or CIA certification required.
- Strong interpersonal skills emphasizing teamwork, collaboration, initiative, and integrity.
- Detail-oriented with the ability to prioritize and deliver in a deadline-driven environment.
- Previous experience in managing teams, including internal and outsourced resources, preferred.
- Proficiency in Microsoft Office and VISIO; experience with Workiva is advantageous.
If you are interested in this job or other Accounting and Finance career opportunities from LHH Recruitment Solutions please email Rami Muhanna at rami.muhanna@lhh.com or visit our website at www.lhh.com
Salary : $115,000 - $120,000
