Wealth Advisor - Tehlio Credit Union

Job Overview :

A Wealth Advisor acts as a dedicated representative assigned to a specific branch (or multiple branches) to deliver Non-Deposit Investment Products (NDIPs) and services to the branch customers and prospective customer base. Serves as an advisor to provide an advice-based approach to financial solutions for an assigned book of business. Actively solicits new and existing investments and insurance solutions from retail client base designed to meet the individualized needs of each customer. Establish a strong partnership with Retail Branch Managers and Centers of Influence and maintain strong working relationships with all assigned Branches.

Responsibilities :

Utilizing a consultative, holistic approach, sales process, and assessment tools where appropriate.

Providing comprehensive, needs- based financial solutions to clients by offering a range of investment / insurance solutions

Delivering needs based, comprehensive financial solutions by offering a suitable and diversified set of brokerage, advisory, and insurance solutions to meet client needs and objectives.

Employing ethical business practices to ensure full compliance of regulatory, broker dealer and institution requirements

Delivering a high quality customer service experience during each customer interaction

Building strong relationships with retail branch staff, supporting and motivating their referral efforts. Developing a complete understanding of the core institution products to support cross- selling opportunities and to generate referrals back to the institution where appropriate

Meet or exceed established sales goals for assigned territory while ensuring compliance with policies, procedures and regulations governing products and services.

What are we looking for?

We want  strong collaborators who can deliver a world-class client experience . We are looking for people who thrive in a  fast-paced environment, are client-focused, team oriented , and are able to execute in a way that encourages  creativity  and  continuous improvement .

Requirements :

High school diploma or equivalent (Bachelor’s Degree Preferred)

Minimum of two (2) years investment sales experience (preferably in a financial institution)

Must maintain Licenses and FINRA registrations : Active State Applicable Life Insurance License, Active Series 7 Registration, Active Series 63 Registration (if required by the state of hire), Active Series 65 or 66

Registration (If required by the state of hire. If required by state of hire and not active, must acquire within the first six months of hire)

Computer literate with proficiency in Microsoft Office product suite, including Power Point and applications specific to the broker dealer

Preferences :

Demonstrated ability to sell products and services to investment clients; evidence of strong sales results

Broad knowledge of characteristics and needs of clients and partners within the bank- based investment market space

Excellent knowledge of investment / insurance products and financial planning

Core Competencies :

Strong self-motivation and ability to work independently

Excellent verbal, written and interpersonal communication skills

Possess strong organization skills

Excellent customer service and business focus with a great attention to detail

Effective research and analysis skills

LI-Onsite

Pay Range : $58,500-70,000 per year

Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. This position is also eligible to earn sales incentive compensation. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer!

Company Overview : LPL Financial Holdings Inc. (Nasdaq : LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients. Join LPL Financial : Where Your Potential Meets Opportunity At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation’s leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.

Salary : $58,500 - $70,000