What are the responsibilities and job description for the Associate, Operational Risk - Quality Control (Mandarin Fluency) position at Madison-Davis, LLC?
Office Status: Hybrid
Salary: $42,000 to $90,000
Responsibilities:
- Assist with completing the department’s risk assessments (e.g. RCSA, KRIs, ERA and other assessments)
- Assist with the identification and monitoring of risks related to the department
- Report any inconsistencies/concerns when monitoring of risks to supervisor
- Assist to respond to Independent risk management and third line of defense about risk control or any related inquiry
- Conduct quality assurance evaluation to all banking processes
- Assist in reviewing policies and procedures and providing recommendations
- Assist in workflow process review and revision
- Assist in preparing and coordinating regulatory and internal audit examinations
- Research and respond to information or inquiry requests from regulatory or other government entities
- Assist in monitoring and ensuring the closing and resolution of any departmental audit and compliance issues
- Assist with administration of risk control related training programs to all department employees
- Keep abreast of risk information and regulatory updates by attending trainings, seminars, workshops and reading informational materials
- Assist in special projects and tasks for the department as directed
Salary : $42,000 - $90,000
