Corporate Compliance Officer (AVP)

A commercial bank located in Manhattan looking to bring on board a “Corporate Compliance Officer (AVP)” to join their compliance team. This role is currently on a hybrid schedule (3 days in office).

Responsibilities:

-Assist in designing and maintaining an effective, risk-based compliance management system to ensure adherence to all relevant federal and state laws, regulations, and regulatory guidance.

-Help establish a strong internal control framework, including policies, procedures, and processes, to comply with all applicable laws and regulations.

-Identify compliance-related risks and emerging issues impacting the Branch's operations.

-Conduct risk assessments as needed and draft relevant compliance policies and procedures.

-Perform quality assurance and testing reviews to ensure operational accuracy.

-Investigate compliance findings from reviews, customer complaints, or audit/regulatory findings to identify root causes, recommend corrective actions, and monitor resolution.

-Collaborate with all business units to identify and address compliance risks and concerns.

-Support targeted training on corporate and regulatory compliance topics.

-Assist with management committee reporting by compiling Compliance Program information and providing detailed status updates.

-Review and approve marketing materials, advertisements, websites, and social media content for compliance.

-Act as a liaison with examiners during compliance exams and auditors during audits.

-Undertake special projects and other tasks as required and directed.

-Review and analyze new laws, regulations, and guidance to assess their impact on business operations, report findings to the appropriate areas, and help develop compliant policies and procedures.