Demo

Regulatory Compliance Consultant

Madison-Davis, LLC
New York, NY Contractor
POSTED ON 1/9/2025
AVAILABLE BEFORE 2/9/2025

Rate: $60/hour


  • Responsible for assisting the Head of CRCT with the monitoring of the Bank's Consumer and Regulatory Compliance Management System. Requires working knowledge of relevant federal and state consumer protection laws and regulations, and ability to interact with retail branch personnel and various business lines managers offering products to consumers. Duties will include monitoring activities identified by the Bank's Consumer and Regulatory Compliance Management Program and working with management to ensure that all essential consumer protection laws and regulations are adhered to uniformly throughout the Bank. Tracks remediation of noted exceptions relating to Consumer Compliance monitoring.
  • Assist the Consumer and Regulatory Compliance Risk Assessment
  • Assist with consumer compliance metrics
  • Limited interaction with federal and state regulators regarding consumer compliance examinations.
  • Continuously review and create, where necessary, internal reports to support monitoring of risks identified in the Consumer Compliance Management Program ("CCMP") for individual business lines, products and services.
  • Assist Consumer and Regulatory Compliance Risk Assessment.
  • Assist with Consumer Compliance Committee and CRA Compliance Committee meeting preparation as requested.

Salary : $60

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