What are the responsibilities and job description for the Swap Dealer Monitoring & Testing Consultant position at Madison-Davis, LLC?
Rate: $70/hour
Onsite 1 day per week in Hoboken
- Serves as the examiner-in-charge responsible for all facets of compliance M&T engagements.
- Assisting the development and refinement of M&T monitoring scripts.
- Prepares information requests and announcement memoranda.
- Performs assigned field work to validate the efficacy of internal controls and direct oversight of assigned staff and their assignments.
- Performs Control Design Effectiveness analysis and review of the applicable rules and regulations.
- Ensures that cohesive work papers are prepared for each engagement in accordance with department standards.
- Identifies underlying issues and escalation / validation thereof with stakeholders.
- Drafts issue memoranda and reports for issuance to management.
- Assists in the registration and tracking of identified issues and corrective action plans to validate remediation efforts.
Salary : $70
