What are the responsibilities and job description for the Trade Surveillance Associate position at Madison-Davis, LLC?
An investment bank located in Midtown Manhattan looking to bring on board a “Trade Surveillance Associate” to join their team. This role is currently in a hybrid schedule (3 days in office / week).
Responsibilities:
-Establish and maintain strong relationships with key stakeholders, including front office teams, Technology, Operations, and Compliance Advisory. Collaborate closely on regulatory requests and alert escalations.
-Manage requests and communication between Compliance and business partners. Oversee the tracking, reporting, and execution of Compliance initiatives and programs.
- Draft and present clear summaries, reports, communications, and presentations for management, regulators, and other internal and external stakeholders.
-Identify matters that require further review or escalation. Collaborate with the appropriate teams to resolve issues in a timely manner.
-Continuously develop an understanding of new trade surveillance modules and tools, staying informed on industry trends and emerging developments.
Salary : $100,000 - $150,000
