What are the responsibilities and job description for the Compliance Analyst position at MassMutual Ascend?
Description
As a leading provider of annuities, MassMutual Ascend is committed to taking financial futures above and beyond. This means offering innovative products that fit our customers’ unique needs – whether it’s protecting their hard-earned savings, receiving guaranteed income or providing for loved ones. MassMutual Ascend is proud to offer customers a level of strength and stability they can count on for years to come.
The Opportunity
As a Compliance Analyst, you will work as part of a specialized team of lawyers and nonlawyers to respond to requests coming from our Policyowner Services and New Business Departments for review or assistance from the Legal Department. These requests generally involve applying legal standards to the facts of a particular transaction, approving or denying the transaction, or providing advice on what is needed to proceed.
Job Responsibilities
At MassMutual Ascend, our collaborative culture is key to our success. It’s the reason we’re a leading provider of annuities today, and it’s the reason we’ll continue rising to the top tomorrow. A career at MassMutual Ascend means you’ll contribute to our mission of taking financial futures above and beyond – and you’ll be inspired to reach your own goals, too. As a wholly owned subsidiary of MassMutual, MassMutual Ascend continues to be an employer of choice in the Cincinnati, Ohio community.
MassMutual Ascend Life Insurance Company is an Equal Employment Opportunity employer Minority/Female/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply. Note: Veterans are welcome to apply, regardless of their discharge status.
At MassMutual Ascend we focus on ensuring fair, equitable pay by providing competitive salaries, along with incentive and bonus opportunities for all employees. Your total compensation package includes either a bonus target or in a sales-focused role a Variable Incentive Compensation component. For more information about our extensive benefits offerings please check out our Total Rewards at a Glance..
As a leading provider of annuities, MassMutual Ascend is committed to taking financial futures above and beyond. This means offering innovative products that fit our customers’ unique needs – whether it’s protecting their hard-earned savings, receiving guaranteed income or providing for loved ones. MassMutual Ascend is proud to offer customers a level of strength and stability they can count on for years to come.
The Opportunity
As a Compliance Analyst, you will work as part of a specialized team of lawyers and nonlawyers to respond to requests coming from our Policyowner Services and New Business Departments for review or assistance from the Legal Department. These requests generally involve applying legal standards to the facts of a particular transaction, approving or denying the transaction, or providing advice on what is needed to proceed.
Job Responsibilities
- Supports the administration of Compliance programs and in ensuring compliance the laws, regulations, and rules of federal, state, and self-regulatory organizations.
- Reviews requests from internal customers related to the issuance, administration, and surrender or claims processing for our products.
- Participates in creating forms and reports to comply with new or existing regulatory requirements.
- Prepares memorandums regarding the use of forms.
- Participates in the reporting of any non-compliance or suspected fraudulent acts.
- Participates in administering and enforcing company compliance guidelines.
- Participates with complaint responses.
- Refers more complex matters to appropriate staff, as needed.
- Participates in the review and distribution of new laws, regulations and other regulatory publications.
- Participates in maintaining and retrieving material from departmental systems and files.
- May participate in performing research.
- Demonstrates working knowledge of the organization and applicable laws and regulations in ensuring compliance.
- Performs other duties as assigned.
- Associate degree or equivalent experience required.
- 2 to 4 years of annuity-related or probate paralegal experience.
- May have made progress toward an Associate Insurance Regulatory Compliance (AIRC) designation.
- Focused one-on-one meetings with your manager
- Ongoing opportunities for development and learning
- Working in a fast-paced environment in our downtown Cincinnati, OH office
- A place to grow your career in a culture that inspires, rewards and develops employees
- Small company feel with a focus on meeting customer’s needs today and also well into the future
At MassMutual Ascend, our collaborative culture is key to our success. It’s the reason we’re a leading provider of annuities today, and it’s the reason we’ll continue rising to the top tomorrow. A career at MassMutual Ascend means you’ll contribute to our mission of taking financial futures above and beyond – and you’ll be inspired to reach your own goals, too. As a wholly owned subsidiary of MassMutual, MassMutual Ascend continues to be an employer of choice in the Cincinnati, Ohio community.
MassMutual Ascend Life Insurance Company is an Equal Employment Opportunity employer Minority/Female/Sexual Orientation/Gender Identity/Individual with Disability/Protected Veteran. We welcome all persons to apply. Note: Veterans are welcome to apply, regardless of their discharge status.
At MassMutual Ascend we focus on ensuring fair, equitable pay by providing competitive salaries, along with incentive and bonus opportunities for all employees. Your total compensation package includes either a bonus target or in a sales-focused role a Variable Incentive Compensation component. For more information about our extensive benefits offerings please check out our Total Rewards at a Glance..
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