Compliance and Risk Management Auditor

Compliance and Risk Management Auditor - CPG

Hybrid - Near one of their 4 US Based locations - headquarters in Manhattan, with facilities in Providence, Albuquerque, and Tamarac)

Full Time Position

Position Summary : Client is seeking a highly skilled and detail-oriented Compliance and Risk Management Auditor to join their team.

The ideal candidate will be responsible for conducting financial, internal controls, comprehensive compliance audits and risk management assessments across various functions of the organization. This role will focus on evaluating all business unit's adherence to the company's financial policies and control procedures, code of conduct, anti-money laundering (AML) regulations, responsible sourcing practices, and other key compliance areas.

The auditor will play a crucial role in identifying risks, ensuring regulatory compliance, and recommending improvements to enhance the organization's risk management framework.

Key Responsibilities :

• Internal Controls : Assess the adequacy and effectiveness of internal controls and suggest improvements to strengthen the organization's compliance and risk management framework.
• Regulatory Compliance : Verify compliance with applicable laws, regulations, and internal policies, including but not limited to anti-money laundering (AML) laws, ethical standards, and responsible sourcing requirements.
• Conduct Audits : Plan and execute compliance and risk audits of different jurisdictions, including but not limited to code of conduct adherence, Foreign Corrupt Practices Act (FCPA), anti-money laundering (AML) measures, General Data Protection Regulation (GDPR), and responsible sourcing practices.
• Risk Assessment : Evaluate and assess risk management processes and internal controls to ensure effectiveness and compliance with company policy / procedures, and relevant regulations and standards.
• Audit Reporting : Prepare detailed audit reports outlining findings, risk assessments, and recommendations for corrective actions. Present audit results to senior management and stakeholders.
• Follow-up : Monitor and follow up on the implementation of audit recommendations and corrective actions to ensure issues are addressed in a timely and effective manner.
• Documentation : Maintain accurate and comprehensive audit documentation, including work papers, evidence, and audit trails.
• Stay Updated : Stay informed about changes in regulations, industry standards, and best practices related to compliance and risk management.
• Collaboration : Work closely with other departments, including legal, finance, and operations, to understand processes and identify potential areas of risk.

Qualifications :

The ideal candidate will possess the following :

Metasys Technologies is an equal opportunity employer. All applicants will be considered for employment without attention to race, color, religion, sex, sexual orientation, gender identify, national origin, veteran or disability status.