What are the responsibilities and job description for the AVP Compliance Testing position at Michael Page US?
About Our Client
Our Client is a Foreign Bank.
Job Description
- Monitor and test regulatory and internal requirement-related controls in business-level procedures or policies and identify control deficiencies.
- Develop reports of regulatory and internal requirement control deficiencies including documentation of findings and tracking remediation objectives.
- Ensure written monitoring and testing results are thoroughly documented, clearly understood, and escalated appropriately.
- Participate in planning, execution, and reporting of compliance assurance reviews and compliance and regulatory issue validation.
- Stay up to date on federal and state compliance updates and changes to regulations.
- Support in the development of formal Compliance monitoring and testing policies and procedures, workpapers, etc.
The Successful Applicant
What's on Offer
J-18808-Ljbffr
