Compliance Regulatory Analyst

Our client, a well-known investment bank located in Midtown, NY, is looking for a Compliance Data Analyst to join their Compliance Operations team. This person will responsible for gathering regulatory compliance data, preparing various compliance management reports, and maintaining new and existing Risk Appetite framework and processes. The ideal candidate will come with 3-8 years of regulatory compliance reporting experience, the ability to work independently, and strong attention to detail.

**Must have Power Bi experience**

Responsibilities Include:

• Gathering and managing large sets of regulatory compliance data
• Preparing detailed regulatory reports to be distributed to executive leadership and management
• Analyzing and supporting Risk Appetite Framework and processes

Requirements:

• 3-8 years of regulatory compliance reporting experience, with a strong understanding of Risk Appetite framework and processes
• Good understanding of various US Securities regulations
• Exceptional attention to detail and good communication skills