What are the responsibilities and job description for the Regulatory Compliance Specialist position at Mission Staffing?
Our client, a well-known investment bank located in Midtown, NY, is looking for a Regulatory Reporting Analyst to join their Compliance Operations team. This person will responsible for gathering regulatory compliance data, preparing various compliance management reports, and supporting various automation and process improvement projects. The ideal candidate will come with 3-8 years of regulatory compliance reporting experience, the ability to work independently, and strong attention to detail.
Responsibilities Include:
- Gathering and managing large sets of regulatory compliance data
- Preparing detailed regulatory reports to be distributed to executive leadership and management
- Assisting on several new and ongoing automation and process improvement initiatives
Requirements:
- 3-8 years of regulatory compliance reporting experience, for a large financial services firm
- Good understanding of various US Securities regulations
- Exceptional attention to detail and good communication skills
Salary : $45 - $50
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