What are the responsibilities and job description for the SOX Compliance Officer - Remote position at National Bank of Arizona?
Zions Bancorporation, N.A. (NYSE : ZION) is a premier financial services company with ~$100B in assets operating through 8 brands in Arizona, California, Colorado, Idaho, Nevada, New Mexico, Oregon, Texas, Utah, Washington, and Wyoming. With a leading market share in small and middle-market banking, the Bank’s 500 client managers and 200 wealth advisors have vigorous client development strategies that feed into Zions Capital Markets.
We are currently seeking a SOX Compliance Officer to join our team. The focus of this role is working with the Director of SOX Programs to manage and enhance the Routine Process related aspects of the SOX compliance program for our Zions Bancorporation. As the point person for SOX considerations related to Routine Processes, the individual will quickly gain broad exposure to the operations of the company – interacting with leaders in finance, accounting, technology, operations and with our external auditor and internal auditor to support the establishment of a consistent, repeatable, and sustained SOX approach.
Responsibilities :
- Oversee SOX compliance of routine processes that include lending, deposit, and investment processes within Zions Bancorporation and its affiliates.
- Collaborate with leadership, internal, and external audit teams to plan, organize and execute the annual SOX compliance program
- Evaluate current business processes and identify process improvements and opportunities to gain efficiency, especially through risk rationalization and moving from a manual to an automated controls reliance approach.
- Perform risk identification and assessments for SOX compliance related to routine processes
- Maintain and improve SOX process flow charts and relevant SOX documentation and identify key areas in which SOX compliance may change reliance from manual to automated and system-based controls
- Assist or lead process-mapping.
- Provide formal and informal training for business process owners
- Assist business partners in evaluating possible actions to address deficiencies.
- Work with internal audit, risk management, and external audit to analyze deficiencies, identify compensating controls, create management action plans for remediation, and determine deficiency classification.
- Participate and support in SOX compliance testing performed by internal and external auditors
- Review results of testing performed and validate results to support SOX compliance.
Required :
Salary Range :
Benefits :
Salary : $80,000 - $100,000
