What are the responsibilities and job description for the Sr. Internal Auditor position at National Cooperative Bank?
Sr Internal Auditor
VA Office
The Sr Internal Auditor will independently perform complex internal auditing work under the supervision of the SVP Senior Audit Manager. Work includes conducting all phases of operational, financial, IT, and compliance audit projects, and providing consulting services to the organization’s management and staff. Maintains all organizational and professional ethical standards and ensures all internal audit activities are carried out in compliance with the IIA’s Global Standards and NCB’s Internal Audit Operations Manual. Assists in activities such as preparation of the annual audit plan, reporting for Audit Committee, audit finding tracking process, and assisting external auditors.
Internal Audit responsibilities – 100%
VA Office
The Sr Internal Auditor will independently perform complex internal auditing work under the supervision of the SVP Senior Audit Manager. Work includes conducting all phases of operational, financial, IT, and compliance audit projects, and providing consulting services to the organization’s management and staff. Maintains all organizational and professional ethical standards and ensures all internal audit activities are carried out in compliance with the IIA’s Global Standards and NCB’s Internal Audit Operations Manual. Assists in activities such as preparation of the annual audit plan, reporting for Audit Committee, audit finding tracking process, and assisting external auditors.
Internal Audit responsibilities – 100%
- Performs audit procedures, including identifying and defining issues, developing criteria, reviewing, and analyzing evidence, and documenting Bank processes and procedures.
- Conducts interviews, reviews documents, and prepares working papers.
- Identifies, develops, and documents audit issues and recommendations for improvement using independent judgment concerning areas being reviewed.
- Communicates or assists in communicating the results of audit and consulting projects via written reports and oral presentations on a timely basis to all levels of management.
- Develops and maintains productive team-oriented Bank and staff relationships through individual contacts and group meetings.
- Where appropriate, will undertake full responsibility for individual internal audits.
- Assist in the preparation of the Internal Audit Plan, Risk Management Committee, and Audit Committee packages, by providing data and other analysis.
- Assists in the coordination of efforts with the external and co-sourced auditors.
- Assists in the validation of remediation of audit recommendations.
- Pursues professional development opportunities, including external and internal training and professional association memberships, and shares information gained with coworkers.
- BS or BA Degree in Accounting, Finance, or equivalent
- 3 years of experience in financial auditing, internal auditing, and/or other internal control role in the financial services industry.
- Strong understanding of internal control and knowledge of FDICIA/Sarbanes Oxley Act Section 404 compliance requirements.
- Strong written and verbal communication and interpersonal skills.
- Strong analytical skills and the ability to think critically.
- Self-starter with ability to work independently and manage multiple projects at a time.
- Inquisitive person looking to expand analysis beyond what is required.
- Ability to build relationships across departments to solve problems.
- Preferred: Technical accounting and financial reporting knowledge, demonstrated by certification as a certified public accountant or certified internal auditor.
- Proficiency in Microsoft Office (Excel, Word, PowerPoint)
- Data analytic skills including PowerBI and MicroStrategy
- SharePoint skills
