What are the responsibilities and job description for the Administrative Coordinator and Compliance Analyst position at Neuberger Berman?
Neuberger Berman’s Compliance team is seeking an Administrative Coordinator and Compliance Analyst to support the firm’s compliance policies while adherence to regulations and firm standards. This role plays an integral part of Neuberger Berman in helping the firm coordinate its global compliance programs and helping develop its policies and procedures.
Responsibilities:
- Provide administrative coordination and compliance support to the Chief Compliance Officer and other senior members of the Legal and Compliance team
- Answer, screen and route a high volume of phone calls for multiple members of the department; communicate accurate and detailed messages as needed
- Assist and perform various compliance related responsibilities, including, but not limited to, conducting due diligence and reviewing various surveillance reports
- Type, edit and prepare correspondence while also organizing litigation and other legal files
- Perform general administrative duties (binding presentations, expense reports, billing/invoicing, supply orders, mail distribution)
- Maintenance of team calendars, including scheduling, conference room bookings, and greeting clients
- Travel coordination including flight, hotel and ground
- Compliance responsibilities may include surveillance activities, research and risk assessments
Qualifications:
- College degree and minimum of one-year administrative experience preferred (knowledge/ experience of financial institutions is a plus)
- Desire and drive to learn the business and contribute to the team and the organizational goals while being proactive in anticipating issues
- Excellent communication skills, with an emphasis on strong client service and ability to communicate effectively with senior leadership
- Highly organized and detail oriented
- Ability to work independently with minimal supervision and handle multiple ongoing tasks in a fast-paced environment
- Ability to exercise discretion when managing confidential information
- Proficient knowledge of MS Office programs, including Word, Excel and PowerPoint
Compensation Details
The salary range for this role is $70,000-$85,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the posted range, and the range may be modified in the future. This range is only applicable for jobs to be performed in the job posting location. An employee’s pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs. This job is also eligible for a discretionary bonus, which, along with base salary and retirement contributions, is part of our total comprehensive package. We offer a comprehensive package of benefits including paid time off, medical/dental/vision insurance, 401(k), life insurance and other benefits to eligible employees.
Note: No amount of pay is considered to be wages or compensation until such amount is earned, vested, and determinable. The amount and availability of any bonus, commission, production, or any other form of compensation that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company’s sole discretion, consistent with the law.
Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process, please contact
onlineaccommodations@nb.com
.
Learn about the
Applicant Privacy Notice
.Salary : $70,000 - $85,000