What are the responsibilities and job description for the Senior Analyst, Risk & Governance position at Newtek One?
Job Description
Job Description
NewtekOne®, Your Business Solutions Company®, is a financial holding company, which along with its bank and non-bank consolidated subsidiaries, provides a wide range of business and financial solutions under the Newtek® brand to the small- and medium-sized business ("SMB") market. Since 1999, Newtek has provided state-of-the-art, cost-efficient products and services and efficient business strategies to SMB relationships across all 50 states to help them grow their sales, control their expenses, and reduce their risk.
Newtek's and its subsidiaries' business and financial solutions include : Banking (Newtek Bank, N.A.), Business Lending, Electronic Payment Processing, Technology Solutions (Cloud Computing, Data Backup, Storage and Retrieval, IT Consulting), eCommerce, Accounts Receivable Financing & Inventory Financing, Insurance Solutions, Web Services, and Payroll and Benefits Solutions.
NewtekOne is looking to add a Senior Analyst , Risk & Governance to its team!
The Senior Analyst, Risk & Governance plays an important role in assisting the VP Risk Governance Manager in faciliating all components of the Risk Framework including : SOX Testing, Enterprise Risk Management, Third Party Risk Management, Model Risk Management, and Business Continuity Planning. This position is a dynamic role with exposure to multiple areas and industries including Banking, Merchant Servicing / Payments, Insurance, and Payroll. The ideal candidate will have experience in data & analytics, risk and controls, and thorough understanding of OCC and FRB regulatory expectations.
Essential Functions & Responsibilities (other duties may be assigned) :
Risk Assessment and Mitigation :
- Conduct thorough risk assessments across various business functions.
- Identify potential risks, both internal and external, that could impact the organization.
- Develop risk mitigation strategies and action plans
- Collaborate with relevant stakeholders to implement risk mitigating controls which ensure compliance with all relevant regulatory requirements (SOX, OCC, and FRB)
Policy Development and Implementation :
Reporting and Communication
Stakeholder Engagement
Knowledge, Skills & Abilities :
Communication Skills : Effective communication with diverse stakeholders is essential.
Education & Certification Requirements :
The ideal candidate should have at least three (3) years of experience in adopting, maintaining, and reviewing internal controls related to governance, compliance, quality audits, or risk management programs. Public Accounting experience within the banking industry is preferred.
Knowledge : Familiarity with OCC, FRB, and SOX regulations are a must.
Technology : Experience with Venminder, Tandem, and Workiva will be a plus
Certification : Having certifications such as CPA (Certified Public Accountant), CISA (Certified Information Systems Auditor), and CIA (Certified Internal Auditor) can be beneficial.
Salary Range : $100,000-$120,000 annually
NewtekOne is an Equal Opportunity Employer; M / F / D / V. We require all of our employees to perform work in an ethical manner and uphold our Code of Business Conduct and Ethics at all times.
Salary : $100,000 - $120,000
