What are the responsibilities and job description for the Senior Counsel, Securities & Corporate Governance position at NWRPros?
Advises the Company's executive management and directors on corporate governance and compliance with applicable securities laws; works across functions to prepare SEC filings and other disclosure materials; contributes as a key member of transactional teams in connection with equity and debt financing transactions as well as other corporate and commercial transactional matters; provides general legal support for corporate and commercial operations.
Essential Duties & Responsibilities :
- Takes a primary legal role in the preparation and filing of annual and quarterly reports, proxy statements and other disclosure documents under the 1933 and 1934 Acts and applicable Nasdaq and SEC rules
- Assists in the negotiation and completion of public securities offerings, debt facilities and M&A transactions
- Advises stakeholders regarding stock ownership and transaction reporting and manages the completion and filing of Section 16 filings; maintain and administer insider trading policies and assist in the administration of equity incentive plans
- Assists in drafting and review of investor relations materials to ensure legal compliance
- Prepares shareholder proxy materials and drives the planning and execution of annual shareholder meeting
- Prepares corporate documents such as minutes, resolutions and certificates
- Advises on matters of corporate governance and state corporation law
- Coordinates legal matters handled by outside corporate and securities counsel
- Applies experience in general corporate matters, including corporate organization, securities compliance, asset-backed financing, and general commercial contracts
Education, Experience, Knowledge, & Skills Required :
Advising clients regarding compliance with state and federal securities laws and NASDAQ regulations
Behavioral Competencies Required :
Physical Demands Required :
Compensation and Benefits
Our client offers a competitive total compensation package. The wage scale for the Counsel, Securities & Corporate Governance role is $190,000 - $230,000. Salaries will be determined based on knowledge, skills, education, and experience relevant to the role.
Salary : $190,000 - $230,000
