What are the responsibilities and job description for the Sr Compliance Analyst, Market Surveillance position at okx?
Who We Are
At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom.
OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and decentralized crypto applications (dApps). OKX is also a trusted brand by hundreds of large institutions seeking access to crypto markets. We are safe and reliable, backed by our Proof of Reserves.
Across our multiple offices globally, we are united by our core principles: We Before Me, Do the Right Thing, and Get Things Done. These shared values drive our culture, shape our processes, and foster a friendly, rewarding, and diverse environment for every OK-er.
About The Opportunity
This role offers an exciting opportunity to be at the forefront of market surveillance, protecting the integrity of financial markets by detecting insider trading and market manipulation. You'll review trading activity utilizing surveillance systems, leverage data analytics to uncover risks, and collaborate with teams across compliance, risk, and product. With a deep understanding of trading and market abuse, the successful candidate will play a key role in safeguarding market transparency and OKX users.
What You'll be Doing:
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Monitor market surveillance activity via industry leading tools and platforms
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Act as a subject matter expert in the performance of Market Surveillance
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Strong regulatory knowledge and experience with US AML regulatory requirements for financial institutions and an understanding of their impact on Market Surveillance
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Carry out market surveillance with the aim of finding and reporting on attempts by clients to engage in insider dealing or market manipulation across a range of market abuse typologies
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Leverage data sets and analytical skills to enhance research and investigations, ensuring both quantitative and qualitative analysis is incorporated into decision making.
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Collaborate across compliance, risk, product, engineering, data science, marketing, business development, finance and our customers to help build and continuously improve the data and reporting
What We Look For in You:
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BA/BS in a related technical field or equivalent practical experience
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At least 3 years of experience in market surveillance, trade surveillance, or closely related field
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Strong interpersonal skills, with an emphasis on teamwork, initiative, and integrity
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Comfort with working in a fast-paced environment, handling multiple priorities simultaneously
Nice to Haves:
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Familiarity with commonly used trade surveillance & reporting tool(s)
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Professional AML/ATF compliance training or accreditation (e.g. ICA or CAMS)
Perks & Benefits
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Competitive total compensation package
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L&D programs and Education subsidy for employees' growth and development
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Various team building programs and company events
OKX Statement
The salary range for this position $115,000 to $150,000. The salary offered depends on a variety of factors, including job-related knowledge, skills, experience, and market location. In addition to the salary, a performance bonus and long-term incentives may be provided as part of the compensation package, as well as a full range of medical, financial, and/or other benefits, dependent on the position offered. Applicants should apply via OKX internal or external careers site.
OKX is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, and non-job related physical or mental disability, or protected veteran status. Pursuant to the San Francisco Fair Chance Ordinance, we will consider for employment qualified applicants with arrest and conviction records.
Salary : $115,000 - $150,000
