What are the responsibilities and job description for the Sr. Branch Office Examiner position at Osaic?
Current Employees and Contractors Apply HereOsaic Careers
Compliance Opportunity in Financial Services
Senior Branch Office Examiner
Open to Remote Applicants & Hub Locations
2300 Windy Ridge Parkway, Atlanta, GA 30339
877 Executive Center Drive West, St. Petersburg, FL 33702
7755 Third Street North, Oakdale, MN 55128
12325 Port Grace Boulevard, La Vista, NE 68128
18700 N Hayden Rd, Suite 255, Scottsdale, AZ 85255
Schedule : Osaic has returned to the office on a hybrid schedule requiring a minimum of 4 days weekly in the office. Non-remote employees must be willing to work this schedule. Given the regional and travel requirements for this position, Osaic is open to remote applicants for this position.
Role Type : Full-Time
Salary : $70,000 - $90,000 per year annual bonus
- Actual compensation offered will be determined individually, based on a number of job-related factors, including location, skills, experience, and education.
- Our competitive salaries are just one component of Osaic's total compensation package. Additional benefits include health, vision, dental insurance, 401k, vacation and sick time, volunteer days and much more.
- To view more details of what you can look forward to, visit our careers page :
Summary :
Osaic is currently seeking a Sr. Branch Office Examiner in our Branch Exam department. This is an outstanding opportunity to provide influential guidance and oversight of Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. Our employees are the "how" and the "why" of Osaic's success. This position is responsible for administering Branch Exams to Financial Advisors affiliated with Osaic Broker Dealers. The branch exams involve independently inspecting and evaluating branch activities to assess and / or monitor compliance of applicable regulations and to ensure adherence to compliance of all applicable regulations.
Responsibilities :
Education Requirements :
Requirements :
Preferred Requirements :
Current Employees and Contractors Apply Here
Salary : $70,000 - $90,000
