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VP Compliance Officer

Partnership Employment
New York, NY Full Time
POSTED ON 2/7/2025
AVAILABLE BEFORE 3/8/2025

Fund is looking to hire a VP Compliance Officer to oversee Restricted Trading List


• Overseeing the maintenance of the firm’s Restricted Trading List (additions and removals)

• General administration of the Fund's compliance program

• Conducting portions of the Fund's annual compliance review under SEC Rule 206(4)-7

• Conducting additional ad hoc compliance assignments, including periodic compliance testing

Salary : $150,000 - $200,000

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