What are the responsibilities and job description for the Vice President - Control Room position at Phaxis?
Responsibilities :
- Maintain and update the Firm's watch and restricted list regularly.
- Monitor interactions and communications between the Research and Investment Banking departments.
- Handle regulatory inquiries and effectively manage conflicts.
- Actively participate in regulatory examinations and internal audits.
- Provide valuable advice and guidance to business partners, ensuring alignment with clients' needs.
Requirements :
Base salary - $150,000-$190,000 depending on experience
Salary : $150,000 - $190,000
