What are the responsibilities and job description for the Internal Audit Consultant position at Phyton Talent Advisors?
Our Client, a Global Investment Bank, is seeking an Internal Audit Consultant in their New York, NY location.
DEPARTMENT RESPONSIBILITIES:
The Internal Audit function is responsible for independent, objective assurance, and consulting activity designed to improve operations by evaluating and improving the effectiveness of risk management, control, and governance processes. This also includes special and strategic business reviews. The function specializes in reviewing the organization's IT, financial, and operational processes to ensure compliance and best practices, with a strong focus on broker-dealer operations or commercial banking activities.
ROLE RESPONSIBILITIES:
Key responsibilities include:
- Coordinate with the Head of Internal Audit and Head Office on 2024 financial statement audit preparation.
- Support internal audit projects for 2024 and 2025.
- Assist with regulatory examinations and compliance efforts.
- Contribute to the execution of the SEC remediation plan.
- Oversee day-to-day Broadridge reviews and internal control processes.
- Manage routine internal audit affairs with a focus on broker-dealer or commercial banking regulatory compliance.
JOB REQUIREMENTS:
- The ability to operate basic computer functions is essential.
- Extensive knowledge of business policies, procedures, and operations, particularly in broker-dealer or commercial banking environments.
- Excellent interpersonal skills, strong written and verbal communication skills, and presentation skills to effectively engage with business partners.
- Bachelor's Degree required.
- CPA or relevant certification preferred.
TYPICAL YEARS OF EXPERIENCE:
- Over 3 years of experience in audit services, with direct experience in broker-dealer or commercial banking audit functions preferred.
Salary : $40 - $43
