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Regulatory Reporting Analyst

Phyton Talent Advisors
New York, NY Full Time
POSTED ON 4/14/2025
AVAILABLE BEFORE 5/13/2025

Our Client, a Global Investment Bank, is seeking a Regulatory Reporting Business Analyst in their New York, NY location.

Responsibilities :

  • TIC B monthly and quarterly report preparation and monitoring of TIC custody positions
  • Daily monitoring of 15c3-3 reserve deposit
  • Prepare and send out daily emails for affiliate loan and 15c3-3 allocation.
  • FOCUS supporting files
  • Form Custody and SLS Supplemental supporting files
  • Process stock record vs balance sheet reconciliations
  • Ability to multitask for Ad Hoc requests

Requirements

  • 5-7 Years of Experience as a Business Analyst
  • Regulatory Experience (Particularly Broker Dealer experience)
  • Experience with Reconciliation
  • Strong Excel Experience (formulas / HLOOKUPS)
  • In house experience with a US Regulator

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